Our client, a specialist compliance consultancy based in London, are actively looking to grow their team with an additional ComplianceConsultant.
If you want to further develop your career within Compliance, then this is a great opportunity for you.
They are looking for a candidate, with ideally between 2-5 years’ experience within a regulatory compliance environment, either in-house (Banking/Trading/Capital Markets/Investment Management) or from another consultancy, who is able to support and assist with the delivery of client compliance work.
Their clients span the Financial Services and projects can be complex and varied.
Responsibilities of the ComplianceConsultant will include:
Research and prepare updates on regulatory change and distribute them both internally and externally Assist with the submission of FCA authorisation applications on behalf of set clients.
Working with Management in implementing any changes required for the resolution of issues arising from regulations and internal Compliance procedures.
Assist with regulatory Audits, including document review and analysis, producing a written report on your findings.
Produce and update compliance training manuals as well as deliver training to clients when requested.
Keep up to date on current UK and EU regulation and work with the team to review the impact internally and externally on current regulation.
The Successful ComplianceConsultant will have:
The ability to manage their own workload and take guidance from senior members of the team.
Minimum of 2 years of relevant industry experience (Financial Services – spanning banking/asset management/capital markets & trading etc) Ability to carry out regulatory research Generalist compliance knowledge from within the Financial Services.
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