The world of Risk and Regulation has been going through a period of fundamental change – it continues to evolve in a fast moving political and commercial environment as do the businesses it affects.
We are working across the financial services sector with our clients dealing with the impacts and adaptations required - join us on the journey and be part of creating a new and relevant financial services industry.
If the following job requirements and experience match your skills, please ensure you apply promptly.
The Asset and WealthManagement Risk and Regulatory team has significant growth plans and is looking to expand its leading regulatory advice business.
The team is looking for ambitious and dedicated candidates at SeniorManager level who have gained experience in the regulation of assetmanagement and / or wealthmanagement businesses.
The successful applicant will assist the Partners and Directors expand our market offering, play a key role in strengthening our client relationships, and assist in the delivery of a range of interesting engagements.
The applicant will have good knowledge of conduct regulation such as compliance arrangements, Consumer Duty, SM&CR and governance, front office controls and the FCA regulatory framework.
The applicant may have worked for a regulator, a consultancy or in industry.
Responsibilities Leading teams on engagements by being a key contact for clients, as well as being responsible for day-to-day liaison and building meaningful relationships with clients; Assisting the Partners and Directors design and then take our solutions to the marketplace; Developing opportunities and winning new business, through marketing and sales activities and continuous client relationship programmes with senior client staff; Taking responsibility for the conduct of reviews and preparation of reports; making oral presentations of findings/recommendations to client management team(s); Supporting technical analysis being a 'subject matter expert' in aspects of FCA conduct regulation; Networking with clients, prospective clients and internally across PwC; People development, mentoring and coaching, including management of client facing teams; Taking responsibility for developing a broader capability with additional talent, as the business allows.
Requirements Knowledge and experience of the assetmanagement sector, including a strong understanding of risk and capital management processes and procedures; Technically proficient in the conduct aspects of the FCA regime as it applies to asset and wealthmanagement firms including the Consumer Duty; Experience in providing regulatory consulting advice to both established companies and new entrants either inhouse, at a regulatory body or a consultancy; Positive and proactive attitude, with the ability to adopt an agile approach; Demonstrate the ability to form strong relationships, make new contacts, listen to their needs and interpret this to identify new opportunities to assist them; Drive and determination to win new work, build our reputation and expand our service offerings to our clients; and Excellent communication (both written and oral) skills Risk Risk is all around us and in our complex world, is changing all the time.
Our teams bring people from diverse backgrounds together, using their skills and cutting-edge technology, to help solve complex problems.
We are pioneers in a world of changing risk and our market leading services build resilient organisations.
Join us and together, we can support our clients to rethink risk.
Not the role for you? Did you know PwC offers flexible career arrangements and contract work? Learn more.
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Application support If you’re a person with a disability, if you’re neurodivergent, or if you have a condition that you believe may affect your performance during our selection process, we’ll be happy to make reasonable adjustments to our processes for you. Learn more. PwC. LondonEngland
