Senior Compliance Officer - Alternatives Asset Manager > Stephen Bell Associates > Joboolo FR :
Company : Stephen Bell Associates Location : London England
Our client is a successful global alternativesassetmanager.
They are hiring a London based SeniorComplianceOfficer Key responsibilities:
assist in the development and maintenance of AML and CFT responsibilities monitor the ongoing development of the firm’s AML framework advise on the adequacy of AML/CDD documentation for fund transactions and investments be involved in AML/CDD committees provide the business with advice and guidance on current and emerging regulations, sanctions and market developments and advise senior management on how to meet these obligations oversee the Compliance Monitoring Programme (“CMP”) covering a range of business activities assist the team with compliance declarations and training, including:
general compliance training, AML training, SMCR training and global trainings as necessary provide guidance and support on matters relating to day-to-day compliance activities such as personal account dealings, gift policies and conflicts of interest draft, implement and harmonise policies and procedures as they relate to areas of internal control and AML/CDD to ensure they are appropriate identify regulatory changes in different jurisdictions and taking the lead on implementing changes as required, proactively respond to business changes and represent the Compliance team at working groups.
assist and advise all parts of the business with regulatory audits and investigations The successful candidate will have either:
gained previous experience in a compliance-related role within asset management or investment banking, or have specialist compliance experience via an inhouse role or from consulting.
The successful candidate will be a self-starter, possess excellent academics, strong project and stakeholder management skills and the ability to prioritise and meet deadlines in a fast paced and pressurised environment. StephenBellAssociates LondonEngland
